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17
Dec
2019

FINMA updates its Guidelines on Financial Market Regulation

The Swiss Financial Market Supervisory Authority FINMA has adjusted its Guidelines on Financial Market Regulation. This update of the internal Guidelines took place following consultation with interested parties (federal authorities, academia, financial sector) and was coordinated with the Federal Department of Finance (FDF). The Guidelines highlight how FINMA ensures a transparent and efficient regulatory process. They reflect the new Ordinance to the Financial Market Supervision Act (FINMASA).

Link

17
Dec
2019

FINMA Guidance 04/2019

The FINMA Guidance 04/2019 "Financial Market Infrastructure Ordinance: exchange of collateral / extension of transitional period for equity options" has been published.

Link