Welcome to Swiss Funds & Asset Management Association SFAMA

30
Nov
2017

FINMA revises its circular on auditing

The Swiss Financial Market Supervisory Authority FINMA is orienting the regulatory auditing of banks, securities dealers and asset managers more towards risks. The Auditing circular is being revised so that auditing firms, who act on behalf of FINMA, operate in a more targeted manner in the future. The consultation will run until 31 January 2018.

Link

29
Nov
2017

SFAMA Circular 20/2017

SFAMA Circular 20/2017

Questionnaire for the monitoring of distributors of collective investment schemes